Principles Examples

Table

1. Separation principle

Avoiding conflicts between personal relationships/ interests and professional activities (prohibition of coupling).

  • Separation of employment and private purchases/ private discounts/ private use
  • Separation of benefits from business partners and potential procurement decisions
  • No third-party funding in return for non-project-related duties
  • No donations to or for the benefit of individual members of the university
  • No influence by the donating/ sponsoring company on the nature and content of the official event
  • Business purpose and professional focus for hospitality and travel expenses
  • No coverage of costs for private companions
  • No secondary employment that is critically related to official duties
  • No handling of matters relating to persons or companies for whom a secondary employment is, was, or will be performed.

 

2. Transparency principle

Every gift and remuneration must be disclosed.

Disclosure of the nature and extent of all benefits received by a university employee in the course of their duties: e.g., through

  • third-party funding notification
  • notification/ approval of secondary employment

    (e.g., for consulting activities)

  • notification of renumerations and gifts to superiors.

3. Documentation principle

All procedures and decisions must be recorded in writing.

  • Written documentation of transactions, in particular of services and benefits in return
  • Traceability of the relevant facts and their processing
  • Documentation of all official decisions and archiving of these together with the documents relevant to the decision
  • Consideration of equal opportunity when selecting among multiple sponsorship partners.

4. Equivalence principle

The relationship between services and benefits in return must be appropriate.

  • Adequate coverage of expenses or market conformity, e.g., in the case of cooperation with third parties or contract research
  • Social appropriateness of hospitality
  • Prohibition of service in return for donations.
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